Xuqi Zhong
鍾旭麒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuqi Zhong (鍾旭麒), a licensed Responsible Officer with CE reference AVM870. Currently licensed at 1 firm(s): SDHG International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-11-11 | present |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-04 | present |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-04 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2018-05-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-28 | 2018-05-31 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-15 | 2018-05-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-25 | 2017-09-28 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-25 | 2016-02-15 |
| Oasis Investment Management Limited 好利時投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-25 | 2015-08-01 |
| Oasis Investment Management Limited 好利時投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-08-25 | 2015-08-01 |