Ion Chi Lee
李潤慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ion Chi Lee (李潤慈), a licensed former licensee with CE reference AVN224. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-19 | 2016-04-08 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-19 | 2016-04-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-07-20 | 2011-09-26 |