Flora Hoi Shan Lam
林凱珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Flora Hoi Shan Lam (林凱珊), a licensed former licensee with CE reference AVN396. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kilmorey Asset Management Limited 金力資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-21 | 2020-02-01 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-15 | 2019-12-03 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-13 | 2018-05-24 |
| China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-13 | 2018-05-24 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-13 | 2011-11-15 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-13 | 2011-11-15 |