Miao Xiao
肖淼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miao Xiao (肖淼), a licensed former licensee with CE reference AVO461. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-13 | 2015-01-24 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-16 | 2014-10-03 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-04-16 | 2014-10-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-12 | 2012-08-10 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-26 | 2012-08-10 |