Daniel Baddley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Baddley ( ), a licensed former licensee with CE reference AVO475. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-04 | 2016-11-23 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-07-04 | 2016-11-23 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-07-04 | 2016-11-23 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-30 | 2012-07-04 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-30 | 2012-07-04 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-07-30 | 2012-07-04 |