Stefan Rolf Bollinger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stefan Rolf Bollinger ( ), a licensed former licensee with CE reference AVO601. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-06 | 2013-10-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2011-06-17 | 2013-10-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-07-30 | 2011-06-17 |