Wai Ki Lio
廖慧棋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ki Lio (廖慧棋), a licensed former licensee with CE reference AVP390. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-17 | 2022-02-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-17 | 2022-02-28 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-18 | 2015-03-10 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-27 | 2011-07-01 |