Shuyi (SFC:AVQ913) Wang
王舒誼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuyi (SFC:AVQ913) Wang (王舒誼), a licensed former licensee with CE reference AVQ913. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-10 | 2013-07-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-04 | 2013-07-25 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-31 | 2011-04-19 |