Chau Ming Tse
謝秋銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Ming Tse (謝秋銘), a licensed former licensee with CE reference AVR835. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-12-02 | 2022-01-17 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-10 | 2022-01-17 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-10 | 2022-01-17 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-10-10 | 2022-01-17 |
| Bear Bright Limited 曜熊有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-25 | 2019-09-11 |
| Bear Bright Limited 曜熊有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-25 | 2019-09-11 |
| Bear Bright Limited 曜熊有限公司 |
Rep | Type 9 — Asset management | 2018-07-25 | 2019-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-29 | 2018-07-13 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-08-29 | 2018-07-13 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-23 | 2018-07-13 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-23 | 2018-07-13 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-15 | 2016-05-08 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-13 | 2016-05-08 |