Robert Michael Wood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Michael Wood, a licensed Responsible Officer with CE reference AVS462. Currently licensed at 1 firm(s): BridgeWood Alternatives Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BridgeWood Alternatives Limited |
RO | Type 1 — Dealing in securities | 2021-07-02 | present |
| BridgeWood Alternatives Limited |
RO | Type 4 — Advising on securities | 2021-07-02 | present |
| Finex Hong Kong Limited | RO | Type 1 — Dealing in securities | 2020-03-20 | 2021-06-18 |
| Finex Hong Kong Limited | RO | Type 4 — Advising on securities | 2020-03-20 | 2021-06-18 |
| Finex Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-02-18 | 2020-03-20 |
| Finex Hong Kong Limited | Rep | Type 4 — Advising on securities | 2019-02-18 | 2020-03-20 |
| Bucephalus Research Partnership Limited | Rep | Type 4 — Advising on securities | 2018-08-02 | 2019-02-13 |
| Factorial Management Limited | Rep | Type 9 — Asset management | 2016-03-11 | 2018-05-04 |
| Strategic Vision Investment Limited | Rep | Type 9 — Asset management | 2014-09-25 | 2016-02-01 |
| Serica Partners Limited 博望資本有限公司 |
Rep | Type 9 — Asset management | 2013-01-21 | 2014-09-13 |
| Matchpoint Investment Management Asia Limited | Rep | Type 9 — Asset management | 2011-10-28 | 2012-12-17 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-02-09 | 2011-10-01 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-18 | 2011-10-01 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-18 | 2011-10-01 |