Xiaoma Lu

陸肖馬
CE No. AVS574 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoma Lu (陸肖馬), a licensed Responsible Officer with CE reference AVS574. Currently licensed at 1 firm(s): Austen Capital International Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Austen Capital International Limited
凱德資本國際有限公司		 RO Type 4 — Advising on securities 2024-12-09 present
Austen Capital International Limited
凱德資本國際有限公司		 RO Type 9 — Asset management 2024-12-09 present

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