Andrew Stephen Forbes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Stephen Forbes, a licensed Responsible Officer with CE reference AVS672. Currently licensed at 1 firm(s): Zijing Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-03 | present |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-10-03 | present |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-27 | 2022-10-03 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-06-27 | 2022-10-03 |
| China Ease Securities Limited 中國明如證劵有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-16 | 2021-11-09 |
| China Ease Securities Limited 中國明如證劵有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-16 | 2021-11-09 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-16 | 2017-05-01 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-16 | 2017-05-01 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2017-05-01 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2017-05-01 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-31 | 2017-05-01 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 9 — Asset management | 2010-12-31 | 2017-05-01 |