Lai Man Chow
周麗文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Man Chow (周麗文), a licensed former licensee with CE reference AVT288. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-24 | 2018-08-15 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 9 — Asset management | 2015-01-15 | 2018-08-15 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-12 | 2015-01-15 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-24 | 2012-06-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-24 | 2012-06-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-24 | 2012-06-21 |