Hsin-Ling Liu
劉欣綾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsin-Ling Liu (劉欣綾), a licensed former licensee with CE reference AVT439. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-12 | 2018-01-04 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-23 | 2018-01-04 |
| Adamas Asset Management (HK) Limited 安德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-10-13 | 2015-09-11 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-22 | 2014-08-29 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-22 | 2014-08-29 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-22 | 2014-08-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-24 | 2012-11-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-24 | 2012-11-07 |