Ying Dai
戴影
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Dai (戴影), a licensed former licensee with CE reference AVV320. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-03 | 2016-09-01 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-03 | 2016-09-01 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-11-03 | 2016-09-01 |
| CC SIF Advisory Limited |
Rep | Type 4 — Advising on securities | 2010-10-15 | 2016-09-01 |
| CC SIF Advisory Limited |
Rep | Type 6 — Advising on corporate finance | 2010-10-15 | 2016-09-01 |