James Robert Redbourn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Robert Redbourn, a licensed Representative with CE reference AVV777. Currently licensed at 1 firm(s): Instinet Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 7 — Providing automated trading services. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-27 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-27 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2023-04-27 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-16 | 2023-01-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-31 | 2016-01-21 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-01 | 2015-02-02 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-01 | 2015-02-02 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-09 | 2012-06-29 |