Xiaoling Chen
陳曉凌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoling Chen (陳曉凌), a licensed former licensee with CE reference AVW059. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-17 | 2011-05-24 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-17 | 2011-05-24 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-17 | 2011-05-24 |