Rico Ching On Chan
陳靖安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rico Ching On Chan (陳靖安), a licensed former licensee with CE reference AVW193. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AvantFaire Investment Management Limited 先行投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-05 | 2024-08-31 |
| AvantFaire Investment Management Limited 先行投資管理有限公司 |
RO | Type 9 — Asset management | 2021-11-05 | 2024-08-31 |
| AvantFaire Investment Management Limited 先行投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-18 | 2021-11-05 |
| AvantFaire Investment Management Limited 先行投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-18 | 2021-11-05 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-06-28 | 2021-10-15 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
RO | Type 9 — Asset management | 2021-06-28 | 2021-10-15 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-11-03 | 2021-06-09 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-14 | 2021-06-09 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-14 | 2021-06-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-21 | 2017-05-31 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-08-03 | 2016-08-08 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-16 | 2016-08-08 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-15 | 2014-12-15 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-15 | 2014-12-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-16 | 2013-12-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-12 | 2013-09-02 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-09 | 2013-09-02 |