Dennis Kok Fu Ying
應國富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Kok Fu Ying (應國富), a licensed Responsible Officer with CE reference AVW561. Currently licensed at 1 firm(s): Black Marble Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-14 | present |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-30 | 2021-04-14 |
| Ferran Securities Limited 富運證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-20 | 2021-01-22 |
| Ferran Securities Limited 富運證券有限公司 |
RO | Type 4 — Advising on securities | 2020-01-20 | 2021-01-22 |
| Ferran Securities Limited 富運證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-30 | 2020-01-20 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2018-06-30 |