Richard Paul Adcock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Paul Adcock ( ), a licensed former licensee with CE reference AVW987. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2013-08-21 | 2014-10-21 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2013-04-08 | 2013-05-08 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2012-10-17 | 2012-11-17 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2010-09-24 | 2010-10-24 |