Wing Tung Au
歐穎桐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Tung Au (歐穎桐), a licensed former licensee with CE reference AVX940. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-10-02 | 2014-10-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-20 | 2014-10-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-20 | 2014-10-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-09-22 | 2010-12-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-09-22 | 2010-12-29 |