Dorothy Mei Yu Liu

廖美瑜
CE No. AVY123 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Mei Yu Liu (廖美瑜), a licensed Representative with CE reference AVY123. Currently licensed at 1 firm(s): Blackhorn Wealth Management Limited . Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Blackhorn Wealth Management Limited
晉羚財富管理有限公司
Rep Type 4 — Advising on securities 2025-06-12 present
Blackhorn Wealth Management Limited
晉羚財富管理有限公司
Rep Type 9 — Asset management 2025-06-12 present
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 — Dealing in securities 2010-10-11 2023-09-15
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 — Advising on securities 2010-10-11 2023-09-15

Related