James Richard McWilliam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Richard McWilliam ( ), a licensed former licensee with CE reference AVY126. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-28 | 2019-08-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-17 | 2013-11-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-11-17 | 2013-11-09 |