Wai Kwan Wong
黃偉琨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwan Wong (黃偉琨), a licensed Responsible Officer with CE reference AWA381. Currently licensed at 1 firm(s): WEBULL SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 24.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-27 | present |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-06-27 | present |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 4 — Advising on securities | 2024-06-27 | present |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-03 | 2024-06-27 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-05-03 | 2024-06-27 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-03 | 2024-06-27 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 4 — Advising on securities | 2019-12-24 | 2024-03-15 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-12-24 | 2024-03-15 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 9 — Asset management | 2019-09-09 | 2024-03-15 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-31 | 2024-03-15 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-07-31 | 2024-03-15 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-09 | 2017-07-11 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-10-09 | 2017-07-11 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-09 | 2015-10-09 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-09 | 2015-10-09 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-18 | 2015-09-06 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-18 | 2015-09-06 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-15 | 2015-02-13 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-13 | 2013-08-30 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-09 | 2013-11-07 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-01-09 | 2013-11-07 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-26 | 2011-11-18 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-18 | 2011-11-18 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-02 | 2011-04-11 |