Patrick Hui Ping Lau
劉會平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Hui Ping Lau (劉會平), a licensed former licensee with CE reference AWA606. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 — Advising on securities | 2014-04-11 | 2015-01-06 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-27 | 2015-01-06 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-08-01 | 2015-01-06 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-11 | 2015-01-06 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-11 | 2011-08-01 |