Fai Ma
馬徽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai Ma (馬徽), a licensed Responsible Officer with CE reference AWB641. Currently licensed at 1 firm(s): Da Wan Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Da Wan Asset Management Limited 大灣區資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-06-06 | present |
| Da Wan Asset Management Limited 大灣區資產管理有限公司 |
RO | Type 9 — Asset management | 2024-06-06 | present |
| YG International Partners Limited 一信資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-13 | 2024-05-29 |
| YG Capital Management Limited 一信資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-01-12 | 2024-01-24 |
| YG Capital Management Limited 一信資本管理有限公司 |
RO | Type 9 — Asset management | 2016-01-12 | 2024-01-24 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-18 | 2015-01-13 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-23 | 2015-01-13 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2013-01-23 | 2015-01-13 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-16 | 2013-01-04 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2011-12-16 | 2013-01-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-05 | 2011-11-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-05 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-11-05 | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-05 | 2011-11-02 |