Jean-David Pequignot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-David Pequignot ( ), a licensed former licensee with CE reference AWC880. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Digital Securities Limited OSL數字證券有限公司 |
RO | Type 7 — Providing automated trading services | 2023-10-10 | 2025-01-01 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-07 | 2025-01-01 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-10 | 2021-12-07 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2021-08-10 | 2023-10-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-25 | 2014-08-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-25 | 2012-01-18 |