Yiqing Chen
陳一晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiqing Chen (陳一晴), a licensed former licensee with CE reference AWE362. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-02 | 2022-04-22 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 9 — Asset management | 2020-09-02 | 2022-04-22 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-01 | 2020-09-02 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-01 | 2020-09-02 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-28 | 2020-08-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-28 | 2020-08-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-28 | 2020-08-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-15 | 2015-07-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-20 | 2015-07-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-20 | 2015-07-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-29 | 2014-01-04 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-29 | 2014-01-04 |