Gwendolen Kwan Tung Tsui
徐君彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gwendolen Kwan Tung Tsui (徐君彤), a licensed Responsible Officer with CE reference AWI658. Currently licensed at 1 firm(s): Amundi Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-06 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2019-09-06 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2019-09-06 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-13 | 2019-09-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-13 | 2019-09-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-12-13 | 2019-09-06 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-22 | 2011-12-01 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-11-22 | 2011-12-01 |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-11-22 | 2011-11-13 |
| HSZ (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-11-22 | 2011-11-13 |