Kelvin Ming Yuen Leung
梁明遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Ming Yuen Leung (梁明遠), a licensed former licensee with CE reference AWK629. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-22 | 2026-04-10 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2023-05-22 | 2026-04-10 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-31 | 2026-04-10 |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 4 — Advising on securities | 2020-07-31 | 2023-05-22 |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 9 — Asset management | 2020-07-31 | 2023-05-22 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-29 | 2020-07-31 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2019-05-29 | 2020-07-31 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-02 | 2019-05-24 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-02 | 2019-05-24 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-17 | 2018-02-28 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-17 | 2018-02-28 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-17 | 2018-02-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-16 | 2015-05-15 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-16 | 2015-05-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-09 | 2013-04-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-09 | 2013-04-01 |