Yan (SFC:AWK696) Wang
王琰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:AWK696) Wang (王琰), a licensed former licensee with CE reference AWK696. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-15 | 2018-06-22 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-15 | 2018-06-22 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-06 | 2016-09-24 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-05-06 | 2016-09-24 |
| Infore Capital Management (Hong Kong) Company Limited 盈峰資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-11-13 | 2016-04-22 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-03 | 2011-09-16 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-01-03 | 2011-09-16 |