Akira Koga
古賀彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Akira Koga (古賀彰), a licensed former licensee with CE reference AWK856. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-07-20 | 2013-03-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-03 | 2013-03-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-01-03 | 2013-03-30 |