Wai Mai Regina Wan
尹慧媚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Mai Regina Wan (尹慧媚), a licensed Responsible Officer with CE reference AWL917. Currently licensed at 1 firm(s): Tengard Fund Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-17 | present |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
RO | Type 9 — Asset management | 2020-03-17 | present |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-17 | 2024-05-13 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-12 | 2020-03-17 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-12 | 2020-03-17 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-23 | 2020-03-17 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2012-01-03 |