Shifan Liao
廖世凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shifan Liao (廖世凡), a licensed former licensee with CE reference AWO654. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-16 | 2018-04-16 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-10 | 2018-04-16 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-30 | 2015-12-17 |