Shuyue Tan
譚姝玥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuyue Tan (譚姝玥), a licensed Responsible Officer with CE reference AWP011. Currently licensed at 1 firm(s): Prudence Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-01-22 | present |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-01-22 | present |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-10 | 2021-04-28 |
| Fangyuan Capital (Hong Kong) Limited 方圓資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-04-17 | 2019-01-16 |
| Fangyuan Capital (Hong Kong) Limited 方圓資本(香港)有限公司 |
RO | Type 9 — Asset management | 2018-04-17 | 2019-01-16 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-24 | 2019-12-10 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-18 | 2019-01-22 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-01-31 | 2019-01-22 |