Niklas Roman Rowold
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niklas Roman Rowold, a licensed Responsible Officer with CE reference AWP694. Currently licensed at 1 firm(s): CVC Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited |
RO | Type 1 — Dealing in securities | 2018-04-04 | present |
| CVC Asia Pacific Limited |
RO | Type 4 — Advising on securities | 2018-04-04 | present |
| CVC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2016-03-22 | 2018-04-04 |
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2016-03-22 | 2018-04-04 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-02 | 2016-02-05 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2013-07-02 | 2016-02-05 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-10 | 2013-07-02 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-10 | 2013-07-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-01-13 | 2012-10-13 |