Ming Tat Lee
李明達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Tat Lee (李明達), a licensed Responsible Officer with CE reference AWP707. Currently licensed at 1 firm(s): Iridium Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-01-29 | present |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 9 — Asset management | 2015-01-29 | present |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-13 | 2015-01-15 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-13 | 2015-01-15 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-05-07 | 2014-05-13 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 9 — Asset management | 2013-05-07 | 2014-05-13 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-22 | 2013-05-07 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-12-22 | 2013-05-07 |