Teen Hang Yip

葉天衡
CE No. AWQ104 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teen Hang Yip (葉天衡), a licensed Representative with CE reference AWQ104. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 — Dealing in securities 2022-04-04 present
HSBC Global Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2022-04-04 present
HSBC Global Asset Management (Hong Kong) Limited Rep Type 9 — Asset management 2022-04-04 present
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 1 — Dealing in securities 2020-05-27 2022-03-18
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 4 — Advising on securities 2020-05-27 2022-03-18
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 9 — Asset management 2020-05-27 2022-03-18
Great Wall Pan Asia Asset Management Limited
長城環亞資產管理有限公司
Rep Type 1 — Dealing in securities 2017-04-20 2020-01-31
Great Wall Pan Asia Asset Management Limited
長城環亞資產管理有限公司
Rep Type 4 — Advising on securities 2017-04-20 2020-01-31
Great Wall Pan Asia Asset Management Limited
長城環亞資產管理有限公司
Rep Type 9 — Asset management 2017-04-20 2020-01-31
CMB International Capital Limited
招銀國際融資有限公司
Rep Type 1 — Dealing in securities 2016-10-04 2017-02-23
CMB International Capital Limited
招銀國際融資有限公司
Rep Type 6 — Advising on corporate finance 2016-07-19 2017-02-23
CMB International Securities Limited
招銀國際證券有限公司
Rep Type 1 — Dealing in securities 2015-02-18 2016-11-03
Maunakai Capital Partners (Hong Kong) Limited
鼎勝資產管理有限公司
Rep Type 4 — Advising on securities 2013-04-02 2014-01-11
Maunakai Capital Partners (Hong Kong) Limited
鼎勝資產管理有限公司
Rep Type 9 — Asset management 2013-04-02 2014-01-11
Ark Securities (Hong Kong) Limited
同舟證券(香港)有限公司
Rep Type 1 — Dealing in securities 2011-01-13 2011-08-06
Ark Futures (Hong Kong) Limited
同舟期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2011-01-13 2011-08-06
Ark Securities (Hong Kong) Limited
同舟證券(香港)有限公司
Rep Type 4 — Advising on securities 2011-01-13 2011-08-06
Ark Futures (Hong Kong) Limited
同舟期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts 2011-01-13 2011-08-06

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