Fon Francis Tran
陳丰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fon Francis Tran (陳丰), a licensed Representative with CE reference AWR700. Currently licensed at 1 firm(s): Zentific Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zentific Investment Management Limited |
Rep | Type 9 — Asset management | 2015-09-10 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-31 | 2011-11-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-31 | 2011-11-15 |