Cindy Ka Li Tam
譚嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Ka Li Tam (譚嘉莉), a licensed former licensee with CE reference AWS582. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atlas Capital Asset Management (HK) Limited 阿特拉斯資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-22 | 2021-11-19 |
| Atlas Capital Asset Management (HK) Limited 阿特拉斯資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-12-22 | 2021-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-24 | 2014-05-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-05 | 2014-05-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-28 | 2014-05-01 |