Carlos Lai
黎嘉樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlos Lai (黎嘉樂), a licensed former licensee with CE reference AWU252. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-09 | 2012-04-12 |