Yun Fat Siu
蕭潤發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Fat Siu (蕭潤發), a licensed former licensee with CE reference AWU283. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-28 | 2014-01-20 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-28 | 2014-01-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-28 | 2014-01-20 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-11 | 2011-03-31 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-11 | 2011-03-31 |