Wan Cho
趙完
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Cho (趙完), a licensed former licensee with CE reference AWX765. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-01-16 | 2026-01-09 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2023-01-16 | 2026-01-09 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-01-02 | 2022-02-04 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-01-02 | 2022-02-04 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-03-09 | 2017-09-29 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-03-09 | 2017-09-29 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-04 | 2014-12-01 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-04 | 2014-12-01 |