Ka Kin Lam
林嘉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Lam (林嘉健), a licensed former licensee with CE reference AWY522. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-03 | 2023-07-31 |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-08-24 | 2023-07-31 |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-10-09 | 2023-07-31 |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-10 | 2022-11-03 |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-10 | 2019-10-09 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-14 | 2018-09-09 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-03-14 | 2018-09-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-06 | 2018-02-23 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-06 | 2018-02-23 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-05-30 | 2011-10-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-09 | 2012-05-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-09 | 2012-05-19 |