Charles Jean Raymond Ballard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Jean Raymond Ballard ( ), a licensed former licensee with CE reference AWY937. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-22 | 2011-12-13 |