Chau Tuong Ly
李祥珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Tuong Ly (李祥珠), a licensed former licensee with CE reference AWZ062. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aksia Hong Kong Limited 亞斯雅香港有限公司 |
RO | Type 4 — Advising on securities | 2023-03-27 | 2024-12-11 |
| Aksia Hong Kong Limited 亞斯雅香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-10 | 2023-03-27 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-28 | 2021-12-22 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-01 | 2021-12-22 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 9 — Asset management | 2015-09-01 | 2021-12-22 |
| FLAG Squadron Asia Limited | Rep | Type 4 — Advising on securities | 2014-10-10 | 2015-12-31 |
| FLAG Squadron Asia Limited | Rep | Type 9 — Asset management | 2011-03-16 | 2015-12-31 |