Wai Hung Anthony Mak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Anthony Mak ( ), a licensed former licensee with CE reference AWZ649. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2024-12-03 | 2025-02-17 |
| ICAP Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2024-01-17 | 2024-12-03 |
| ICAP Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2024-01-17 | 2025-02-17 |
| ICAP Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2024-01-17 | 2025-02-17 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-10-18 | 2024-01-17 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-10-18 | 2024-01-17 |
| ICAP Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2023-10-18 | 2024-01-17 |