Xinnian Zhang
張新年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinnian Zhang (張新年), a licensed former licensee with CE reference AWZ901. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Asset Management Company Limited 平安證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-10 | 2025-05-31 |
| Ping An Securities (Hong Kong) Asset Management Company Limited 平安證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-10 | 2025-05-31 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-07 | 2025-05-31 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2019-05-07 | 2025-05-31 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-09-26 | 2025-05-31 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 9 — Asset management | 2018-09-26 | 2021-05-20 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-07 | 2021-05-20 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-03-07 | 2025-05-31 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 — Advising on securities | 2018-03-07 | 2021-05-20 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-03-07 | 2025-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-04-07 | 2016-04-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-04-07 | 2016-04-25 |