Wang Ming Cheng
鄭宏明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Ming Cheng (鄭宏明), a licensed Responsible Officer with CE reference AXA014. Currently licensed at 1 firm(s): DL SECURITIES (HK) LIMITED. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-09-02 | present |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-13 | 2020-09-02 |
| Draco Capital Limited 瓏盛資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-04 | 2020-05-31 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | 2018-12-04 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-25 | 2018-12-04 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-19 | 2014-09-05 |