Adrian Valenzuela Castro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Valenzuela Castro, a licensed Responsible Officer with CE reference AXB599. Currently licensed at 2 firm(s): MCM Investment Partners Limited, MCM Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
RO | Type 9 — Asset management | 2017-11-16 | present |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 4 — Advising on securities | 2014-04-01 | present |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 1 — Dealing in securities | 2013-03-28 | present |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 2 — Dealing in futures contracts | 2013-03-28 | 2024-06-27 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-04 | 2012-08-15 |